Legal & Compliance
- General legal issues
- Set-up and reviewing of Asset Management Contracts an guidelines
- Support with FINMA approval-procedures and those of other regulatory bodies
- Out of court negotiations (Mediation)
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Education
- FINSA & FINIA
- AMLA
- Swiss Financial Supervisory regime
- Internal Controlling System
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Documentation
- Drafting and reviewing of internal policies and guidelines (e.g. related to FINSA, FINIA or AMLA)
- Drafting of contracts and templates (e.g. asset management contracts, advisory contracts, ICS-forms).
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