Services Our legal and compliance services  
   
   

Legal Consultancy

Legal & Compliance
  • General legal issues
  • Set-up and reviewing of Asset Management Contracts an guidelines
  • Support with FINMA approval-procedures and those of other regulatory bodies
  • Out of court negotiations (Mediation)
  • ...
 
Compliance

Education
  • FINSA & FINIA
  • AMLA
  • Swiss Financial Supervisory regime
  • Internal Controlling System
  • ...
 
Wealth Management

Documentation
  • Drafting and reviewing of internal policies and guidelines (e.g. related to FINSA, FINIA or AMLA)
  • Drafting of contracts and templates (e.g. asset management contracts, advisory contracts, ICS-forms).
  • ...